Vivakor (Nasdaq: VIVK) announced a registered direct offering to an institutional investor to sell 13,000,000 common shares and 2,000,000 pre-funded warrants, exercisable at $0.001 per share, for gross proceeds of $2.7 million before commissions and offering expenses.
The closing is expected on or about October 31, 2025, subject to customary conditions. D. Boral Capital is the exclusive placement agent. The offering is being made under a Form S-3 shelf registration (File No. 333-269178) declared effective February 10, 2023; a prospectus supplement will be filed with the SEC.
Vivakor (Nasdaq: VIVK) ha annunciato un’offerta diretta registrata a un investitore istituzionale per vendere 13.000.000 azioni ordinarie e 2.000.000 warrant prefinanziati, esercitabili a 0,001$ per azione, per proventi lordi di $2,7 milioni prima delle commissioni e delle spese di offerta.
La chiusura è prevista entro il 31 ottobre 2025, soggetta alle condizioni consuete. D. Boral Capital è l’agente di collocamento esclusivo. L’offerta viene effettuata nell’ambito di una registrazione shelf Form S-3 (File No. 333-269178) dichiarata efficace il 10 febbraio 2023; verrà depositato presso la SEC un supplemento al prospetto.
Vivakor (Nasdaq: VIVK) anunció una oferta directa registrada a un inversor institucional para vender 13.000.000 de acciones comunes y 2.000.000 de warrants prefinanciados, exercitables a 0,001 USD por acción, por una cantidad bruta de 2,7 millones de dólares antes de comisiones y gastos de oferta.
El cierre se espera alrededor del 31 de octubre de 2025, sujeto a condiciones habituales. D. Boral Capital es el agente de colocación exclusivo. La oferta se realiza en virtud de una registro tipo Form S-3 (File No. 333-269178) declarado eficaz el 10 de febrero de 2023; se presentará un suplemento de prospecto ante la SEC.
Vivakor (나스닥: VIVK)은 기관 투자자에게 13,000,000주 보통주와 2,000,000주 선매권을 매도하기 위한 등록된 직접 공모를 발표했으며, 주당 0.001달러의 행사 가격으로 행사 가능하고, 커미션 및 공모 비용을 차감하기 전 총모집액은 270만 달러이다.
마감은 일반적인 조건에 따라 2025년 10월 31일경으로 예상된다. 배정대리인은 독점 배정 대리인인 D. Boral Capital이다. 본 공모는 유효화된 2023년 2월 10일에 선언된 Form S-3 셀프 등록에 따라 실시되며(파일 번호 333-269178); SEC에 전망설명서를 보충으로 제출할 예정이다.
Vivakor (Nasdaq: VIVK) a annoncé une offre directe enregistrée à un investisseur institutionnel pour vendre 13 000 000 actions ordinaires et 2 000 000 warrants préfinancés, exerçables à 0,001 $ par action, pour des produits bruts de 2,7 millions de dollars avant commissions et frais d’offre.
La clôture est attendue vers le 31 octobre 2025, sous réserve des conditions habituelles. D. Boral Capital est l’agent de placement exclusif. L’offre est faite dans le cadre d’un enregistrement d’étagère Form S-3 (Numéro de dossier 333-269178) déclaré efficace le 10 février 2023; un supplément de prospectus sera déposé auprès de la SEC.
Vivakor (Nasdaq: VIVK) kündigte ein registriertes Direct Offering an einen institutellen Investor an, um 13.000.000 Stammaktien und 2.000.000 vorfinanzierte Warrants zu verkaufen, die mit 0,001 USD pro Aktie ausübbar sind, für Bruttoerlöse von 2,7 Millionen USD vor Provisionen und Kosten der Emission.
Der Abschluss wird voraussichtlich am oder um den 31. Oktober 2025 stattfinden, vorbehaltlich üblicher Bedingungen. D. Boral Capital ist der exklusive Platzierungsagent. Das Angebot wird gemäß einem Shelf-Registration-Formular S-3 (Datei Nr. 333-269178) durchgeführt, das am 10. Februar 2023 wirksam erklärt wurde; ein Prospektzusatz wird bei der SEC eingereicht.
فيفاكور (ناسداك: VIVK) أعلنت عن عرض مباشر مسجل إلى مستثمر مؤسسي لبيع 13,000,000 سهماً عادياً و2,000,000 وِرانتس مسبقة التمويل، قابلة للإدراج بسعر 0.001 دولار للسهم، مقابل عائد إجمالي قدره 2.7 مليون دولار قبل العمولات وتكاليف العرض.
من المتوقع الإغلاق في أو حوالي 31 أكتوبر 2025، رهناً بالشروط المعتادة. D. Boral Capital هي وكيل التداول الحصري. يتم العرض بموجب سجل رف shelf Form S-3 (رقم الملف 333-269178) المعلن أنه فعال في 10 فبراير 2023؛ وسيتم تقديم مكمل كتيب العرض إلى هيئة الأوراق المالية والبورصات SEC.
Positive
- $2.7 million gross proceeds expected
- Registered direct structure with institutional investor
- Offering conducted under effective Form S-3 shelf
Negative
- Issuance of 13,000,000 new common shares
- Sale of 2,000,000 pre-funded warrants exercisable at $0.001
- Potential shareholder dilution from the offering
Insights
Vivakor priced a registered direct offering to raise
The company will issue 13,000,000 shares of common stock and 2,000,000 pre-funded warrants exercisable at $0.001 per share, generating gross proceeds of
This transaction provides near-term liquidity and extends the company’s cash runway, while increasing share count and potential dilution if the pre-funded warrants are exercised. Material outcomes to monitor include the actual closing on or about
Dallas, TX, Oct. 30, 2025 (GLOBE NEWSWIRE) — Vivakor, Inc. (“Vivakor” or the “Company”) (Nasdaq: VIVK), an integrated energy infrastructure & environmental services company, today announced that it has entered into securities purchase agreements with a single fundamental institutional investor for the purchase and sale of 13,000,000 shares of its common stock, par value
D. Boral Capital LLC is acting as exclusive placement agent for the offering.
The proposed offering of the common stock described above is being offered by the Company pursuant to a “shelf” Registration Statement on Form S-3 (File No. 333-269178) filed with the Securities and Exchange Commission (the “SEC”) and declared effective by the SEC on February 10, 2023, and the accompanying prospectus contained therein. The offering is being made only by means of a prospectus supplement and accompanying prospectus. A final prospectus supplement and accompanying prospectus relating to the registered direct offering will be filed with the SEC, which may be obtained, when available, from D. Boral Capital LLC, 590 Madison Avenue, 39th Floor, New York, NY 10022 by email to info@dboralcapital.com, or by calling (212) 970-5150
This press release does not constitute an offer to sell, or the solicitation of an offer to buy any of the Company’s securities, nor shall there be any offer, solicitation or sale of any of the Company’s securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such state or jurisdiction.
About Vivakor, Inc.
The company operates in two main business segments: (i) crude oil transportation services, and (ii) facility services for terminaling and storage of crude oil and constituent petroleum products and byproducts, including waste streams.
The company’s transportation services primarily consist of trucking transportation of crude oil and constituent products, including crude oil waste streams, and pipeline transportation of crude oil via the Omega Gathering Pipeline. Its truck transportation services are centered in Colorado’s DJ Basin, Central Oklahoma’s STACK play, and the Permian and Eagle Ford Basins of Texas. These basins are among the most active regions for oil and natural gas exploration and development in the United States. On average, each new oil well in the Permian Basin produces approximately 1,300 barrels of crude oil or more per day. The company utilizes a crude oil trucking fleet to transport oil to a network of facilities where it blends waste streams and off-spec grades of crude oil. Immediate access to flexible and scalable truck transportation solutions is a vital component of oil and natural gas exploration and development. Likewise, the Omega Gathering Pipeline is an approximately forty-five (45) mile crude oil gathering and shuttle pipeline in Blaine County, Oklahoma, the heart of the STACK play. It is tied into the Cushing, Oklahoma storage hub via a connection to the Plains STACK Pipeline.
Forward-Looking Statement
This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are subject to the “safe harbor” created by those sections for such statements. All statements other than statements of historical fact are forward-looking statements, including statements regarding the anticipated closing of the offering. These forward-looking statements are often indicated by terms such as “aim,” “anticipate,” “believe,” “could,” “estimate,” “expect,” “goal,” “intend,” “likely,” “look forward to,” “may,” “objective,” “plan,” “potential,” “predict,” “project,” “should,” “slate,” “target,” “will,” “would” and similar expressions and variations thereof. Forward-looking statements are based on management’s beliefs and assumptions and on information available to management only as of the date of this press release. Vivakor’s actual results could differ materially from those anticipated in these forward-looking statements for many reasons, including, without limitation, the risks, uncertainties and other factors described under the heading “Risk Factors” in our Annual Report on Form 10-K filed with the Securities and Exchange Commission on April 15, 2025, as amended on May 2, 2025, and in our subsequent filings with the SEC. Given these risks, uncertainties and other factors, you should not place undue reliance on these forward-looking statements, and we assume no obligation to update these forward-looking statements, whether as a result of new information, future events or otherwise, except as required by applicable law.
Investors Contact:
P: 469-480-7175
info@vivakor.com
FAQ
What did Vivakor (VIVK) announce on October 30, 2025?
Vivakor announced a registered direct offering of 13,000,000 common shares and 2,000,000 pre-funded warrants for gross proceeds of $2.7 million.
When is the Vivakor (VIVK) offering expected to close?
The company said the closing is expected on or about October 31, 2025, subject to customary closing conditions.
How many pre-funded warrants did Vivakor (VIVK) offer and what is the exercise price?
Vivakor offered 2,000,000 pre-funded warrants exercisable at $0.001 per share.
Who is the placement agent for Vivakor’s (VIVK) registered direct offering?
D. Boral Capital is acting as the exclusive placement agent for the offering.
Where was Vivakor’s (VIVK) offering registered?
The offering is being made under an effective Form S-3 shelf registration (File No. 333-269178), declared effective February 10, 2023.
What is the likely impact of the offering on Vivakor (VIVK) shareholders?
The transaction provides $2.7 million in gross proceeds but will increase outstanding shares and warrants, creating potential shareholder dilution.
